Abstract:
The lexical formative ἔθνος (ethnos) occurs quite frequently in
the epic of Homer, although it substantially changed its meaning
from the Geometric to the Classical period. In Homer’s work, this
formative denotes the multitude of objects united by some sign. Although
the etymology of ἔθνος is not established, it can be said that
Homer uses it with the meaning of collective as well as singleness.
Thus, here the term acquired the nuances of meaning which determined
the basic meaning of the term in the post-Homer period. It
appears that the term with the present meaning of “nation, nationality”
was used for the first time by Herodotus - τὸ Ἑλληνικὸν ἔθνος
(I, 58). The historian uses this term with the same meaning when
he relates how Deioces united τὸ Μηδικὸν ἔθνος (I, 101). Each nation
may have ethnic groups in the modern sense. To refer to these,
Herodotus again uses the term ethnos or the term γένος. The Greeks
who won the war are discussing how to remove the Hellenic tribes
ἐθνέων Ἑλληνικῶν (IX, 106) that had sided the Medians and to give
their land to the Ionians. In I, 101, Herodotus lists the ethnic groups
of the Medians Μήδων γένεα. Herodotus was quite successful in developing the concept of
Hellenic unity: “…the kinship of all Greeks in blood and speech, and
the shrines of gods and the sacrifices that we have in common, and
the likeness of our way of life…” (VIII, 144). Herodotus, in listing the
criteria for the ethnic unity of the Hellenes, apparently refers only
to the Hellenic reality. He enumerates some essential conditions
for defining ethnic unity: the kinship in blood or genetics, language,
religious beliefs and customs. It is noteworthy that the criteria of
Herodotus did not include the homeland or the territory of residence,
which evidently takes into account the situation resulting
from the extension of the Greeks in the entire Mediterranean and
the Black Sea area. In regards to other criteria, their significance is
argued by Herodotus by the genealogical tradition or historical facts.
The kinship in blood ὅμαιμον implies common origin, which Herodotus
establishes in accordance with the genealogical tradition of
the Greeks. ὁμόγλωσσον means unity of the language. Despite the
fact that in the times of Herodotus many dialects were spread in
the Greek world, he considers the common Greek language as one
of the defining features of Hellenic self-consciousness (I, 58). At the
same time, Herodotus is aware that earlier another, pre-Greek, Pelasgian
language was circulating in Greece, which must have been a
barbarian, i.e. non-Greek language (I, 57). According to Herodotus,
the Hellenic stock was separated exactly from the Pelasgians (I, 58).
This viewpoint is, in fact, confirmed by the modern linguistic studies,
which demonstrate that the Greek language contains the Pelasgianpre-
Greek elements quite abundantly, in the Ancient Greek vocabulary
several thousand pre-Greek formatives were attested.
The fact that the Greeks have the temples of gods θεῶν ἱδρύματα
in common is so clear to everyone that Herodotus does not devote
special attention to its argumentation.
Especially important for Herodotus is θυσίαι ἤθεα, as one of the
main defining elements of ethnic identity. Herodotus quite interestingly
discusses the importance of customs. He relates the first “ethnographic experiment”, which was allegedly conducted by Darius.
“He summoned the Greeks who were with him and asked them what
price would persuade them to eat their fathers’ dead bodies. They
answered that there was no price for which they would do it. Then he
summoned those Indians who are called Callatiae, who eat their parents,
and asked them (the Greeks being present and understanding
by interpretation what was said) what would make them willing to
burn their fathers at death. The Indians cried aloud, that he should
not speak of so horrid an act. So firmly rooted are these beliefs; and
it is, I think, rightly said in Pindar’s poem that use and wont is lord
of all” (III, 38).
With Herodotus, the term ἔθνος acquired the universal meaning
related to ethnicity, and it denotes both ethnos in general (nation)
and its constituent ethnic groups. Thus, the Greeks proper as well
as the Dorians, the Aeolians. Herodotus, evidently, for the first time
in historiography, makes the concept ethnos an object of thorough
study and on the example of the Greeks, the most familiar ethnos
to him, tries to identify which features determine the unity of the
ethnos. Unlike the ancient oriental traditions, for Herodotus not
only the denomination of one or another people is important, but
analysis of each feature of the unity of the ethnos as well. Due to
this, Herodotus appears not only as “the father of history”, but also
as the precursor of modern ethnology and ethnography. Herodotus
in his “ethnological research” is not limited only to the Greeks and
sometimes tries to discuss the origin of other peoples too, e.g. the
Colchians (II, 104).
In the case of describing the Colchians as an ethnos, he identifies
the same features which occurred in determining the unity of
the Greeks: a) genetics – part of the Egyptian army, b) customs (circumcision,
similarity of lifestyle), c) language – resemblance of the
languages. Thus, it can be said that Herodotus imparts new meaning
to the formative ἔθνος used in Homer’s work and turns it into a key
term for ethnological and ethnographic studies.